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Santafé de Bogotá,

Diciembre 4 de 2002,

PONTIFICIA UNIVERSIDAD JAVERIANA
DEPARTAMENTO DE FILOSOFÍA

Padre Vicente Durán
Decano
Facultad de Filosofía

REF:  CONTINUACIÓN LABORAL CON LA UNIVERSIDAD JAVERIANA
SEMESTRE I 2003

Estimado Padre Durán:
Por medio de la presente quisiera hacerle saber padre que he tomado la difícil decisión de no continuar el próximo semestre como profesor de planta en la Universidad Javeriana. ¿Qué decirle, padre, acerca de esta decisión? Muy acertadamente —pero tal vez por razones poco comprensivas de situaciones concretas—- se me ha resaltado la importancia de intentar ser más conciso y pulido en mis escritos. Trataré de serlo.
Sin duda interesa recalcar sobretodo el agradecimiento que le tengo a la Universidad Javeriana por darme la oportunidad, así fuese breve, de sentir el placer —-en medio de las dificultades físicas—- de enseñar temáticas que son de absoluta importancia para mí. Esta oportunidad ha transformado mi vida radicalmente. Eso se lo debo a ustedes y no hay cómo agradecerlo. Espero que con mi futura mejoría general pueda regresar a la actividad de la enseñanza. Pero sin duda la actividad de lectura filosófica puede “sin dificultad” continuar.
¿Por qué no continuar en la Javeriana? Las múltiples razones se las he dado a conocer personalmente tanto a Alfonso como a Fernando. A ambos les agradezco —y se los he hecho saber de una u otra manera—- muchas cosas, pero sobretodo el que ante una situación difícil por lo menos hayan hecho lo posible para que no se hiciera más difícil aún (como podría haber ocurrido). No quisiera imaginar cómo hubiese sido todo si no me hubiese ido más  o menos bien en las encuestas, y en las labores que cumplí. Pero en tanto que dichas razones las articulé claramente, incluso muchos meses atrás, no interesa pues  volver a recalcarlas, a re-sentirlas.
Tal vez sólo me permitiría recordar dos cosas. La una tiene que ver con palabras del propio rector de la Universidad, Padre Gerardo Remolina. En un artículo titulado ”Reflexiones sobre la formación integral“, indica él uno de los aspectos más importantes para ser profesor. Allí escribe:

“Es aquí donde se encuentra la semilla de la vocación del docente que se convierte en maestro; es decir, en alguien que sabe comunicar sus conocimientos con y por amor, con el corazón. Maestro es quien sabe llegar al corazón de su discípulo y contribuye así a  convertir en universal su saber.”

Entiendo sobretodo estas palabras en el sentido del eros socrático y/o en el sentido de ágape de Taylor; no en un sentido romántico simplista e ingenuo. La razón más importante para dejar la Javeriana, no es mi grave enfermedad per se  (pues sería bastante extraño que entre mejor me encontrara físicamente, pudiese “hacer” menos); radica, por el contrario, en que no estoy seguro de que estas palabras se tomen a veces con la seriedad que requieren por parte de algunos docentes. Pero entonces preguntaría usted, ¿hombre, Andrés, por qué no ayudar a cambiar esta situación? Lo hice como profesor de inglés, tal vez lo hice en cierta medida este año. Pero sin duda esta pregunta la haría una persona bastante sana. La respuesta es que, aunque pude volver a caminar luego de no poder hacerlo por mucho tiempo (¿alguien se imagina lo que es esto para un deportista consumado?¿Resulta incluso molesta la pregunta?), aunque pude bloquear muy intensos dolores continuos durante meses que permeaban mi corporeidad noche tras noche, aunque pude eliminar casi todas las grandes cantidades de drogas que tuve que tomar,  aunque tuve que vivir con las consecuencias de decisiones de alta complejidad y cuestionable racionalidad, aunque pude sobrevivir el suicidio de mi muy querido doctor Fernando, aunque pude comenzar el doctorado y obtener muy buenos resultados, aunque pude ganar la convocatoria y dar hasta la última gota de esfuerzo y aprender de la oportunidad al mismo tiempo, aunque pude casarme y hacerlo de manera hermosa; aunque todo esto es verdad, pues la verdad es que fuerzas pocas tengo. Y  esa  si que no era la idea.
En segundo lugar me permitiría recordar algunas palabras de Aristóteles. Sin duda hasta ahora comienzo mi esfuerzo por comprender más y más su ética; en gran medida gracias a las preguntas generadas por el profesor Thomas Pangle. Pero, aún así, me interesa recuperarlas. Hacia el final de la Ética Nicomáquea, en el libro X, se indica:

“además, la educación particular es superior a la pública, como en el caso del tratamiento médico: en general, al que tiene fiebre le conviene el reposo y la dieta, pero quizá alguien no le convenga, y el maestro de boxeo, sin duda, no propone el mismo modo de lucha a todos sus discípulos. Parece pues, que una mayor exactitud en el detalle se alcanza si cada persona es atenida privadamente, pues de esta manera cada uno encuentra mejor lo que le conviene” (Ética  Nicomáquea,  Libro X, 1180b7-14)”

Sin duda el caso de una persona que está en medio de una recuperación para nada asegurada, de una enfermedad crónica grave, implica cierto tipo de “educación particular” que va más allá de cuestiones estratégicas (ascensores, etc.). (Y sin embargo, pocos saben —–tal vez sólo mi esposa—– cuáles fueron las implicaciones de no haber dictado mi primera clase este semestre en un salón por confusiones estratégicas.) Desafortunadamente en el momento en que se requería de mayor comprensión por parte de algunos colegas, primó más el interés de justificar la decisión tomada en términos de recibir otro profesor de planta en el Departamento. No hubo falta de exposición verbal de la compleja situación vital por la que yo vivía (vivo), y sí en cambio cierta negligencia en términos de sabiduría práctica y paciencia. Por ejemplo, si algún elemento que puede disparar la artritis, es un cierto tipo de tensiones añadidas, llamémoslas “extracurriculares”,  a las que todos tenemos que vivir en el día a día. Tal vez ustedes se pueden dar el lujo de investigar si dichos elementos son subjetivos u objetivos; un enfermo no. Uno no se puede dar muchos lujos. Sin duda tal vez las palabras de Aristóteles representen la  encrucijada de la Universidad moderna; pero no puede jamás ser la encrucijada de la filosofía, y menos aún,  a nivel de doctorados.

Dado el preocupante futuro que percibo tendría en Colombia ––sobretodo en términos de seguridad médica—- he decidido viajar a Canadá que es como mi segunda patria. Espero poder continuar mi doctorado, pero ya estoy absolutamente consciente que para poder hacerlo primero debo  o recuperarme en punto cercano al 90-100% (o como Mockus pide, al 110%); o encontrar un espacio en el que pueda realizar ciertas actividades, siendo optimistas, al 70%. Pero si no pude en la Javeriana —-que hasta cierto punto en realidad trató de proveerme un espacio, y repito, por eso estoy inmensamente agradecido— pues no hay razón para ser demasiado optimistas en  ese  aspecto. Pero dejar de leer e investigar, nunca.

¡Creo haberme extendido una vez más en demasía! ¡Tal vez aprenda a ser más concreto con el correr de los años; confiando en que sean muchos más!

Padre, le deseo salud, la mejor de las suertes y felicidad; y, en verdad, le pido que en sus rezos me tenga presente. Recordaré su pregunta acerca de la relación entre el lenguaje y la verdad, e intentaré la búsqueda de posibles respuestas. Además, le entrego a Alfonso y a Fernando una copia de esta carta de despedida.

____________________________
Profesor Andrés Melo Cousineau

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In order to try to better understand the different ways in which the moral virtues are exhibited and understood, on the one hand, by the person pursuing the theoretical life, and on the other, by the one who seeks the practical life, I propose to briefly look at the specific moral virtue of courage as understood by Aristotle.

A) Practical Courage and Its Complexities

In a lengthy section of Book III, Aristotle lays out his basic tenets regarding courage. The courageous, in order to truly exhibit her virtue, must know what she is doing, choose it for its own sake, and do so from a fixed and permanent disposition (1105b33). Moreover, her choosing involves aiming at the mean lying between rashness and cowardice as determined rationally by the prudent man (1107a1).

Practically speaking, the truly courageous are those who face the greatest terrors that humans can face, those of the battlefield where the dangers are “greatest and most glorious” (1115a30). City-states honour their dead; presumably then we would expect Aristotle to base the choosing of courageous actions as the means to the, more important, survival of the community by safeguarding the conditions for the common good. But Aristotle wants instead to investigate the viability of choosing the moral life for ITS own sake, not for anything external to it (only later to be considered under the banner of justice). This is the reason why for Aristotle civic courage, though the most akin to moral courage, is not quite it. The civically courageous yearns to receive something in return for what she knows involves the greatest of self-sacrifices, death. What moves her to act is truly something outside the action itself, namely the honour bestowed on those who are remembered as martyrs of the community. Now, if the greatest courage involves death in the battlefield, and such actions cannot be grounded on one’s own love of one’s country, then one is puzzled and led to ask, what precisely is the courageous rationally choosing, in choosing to die for its own sake?

According to Aristotle, having negatively characterized what courage is not, it should not be difficult to grasp what courage actually is (1117b22). But, if our target is that of happiness, at the core of which lie the moral virtues in a complete life (1101a16), and which is pleasant in itself because virtuous actions are pleasant in themselves (1199a14), it looks as though courage as virtue stands quite at odds with such a goal.

Aristotle tells us that the pleasurable in courage lies in the end obtained, just as boxers who receive punches, but in the end gain glory (if they win). So, and if the analogy holds, the courageous human will endure death and wounds “because it is a fine thing OR because it is a disgrace not to” (1117b8). (The ‘or’ revealing the tension between choosing it for its own sake, or for something else).

In the case of the happy human the conflict reaches its peak for his life is pleasurable and supremely worth living; “he will be distressed at the thought of death” (1117b10). However, as morally virtuous, she will choose, and more bravely than any other, to give up his life “because in preference to these blessings he chooses a gallant end in war” (1117b14)

B) Contemplation and courage

In Book X, *6, Aristotle reminds us that happiness involves activity chosen for its own sake; in it nothing is required beyond the exercise of the activity. (1176b9). Strikingly, it seems he still maintains that happiness consists in activities in accordance with virtue (1177a9, reminding us of 1098a16 in BK. I).

Chapter *7 therefore is quite illuminating in that it points to a reconsideration of the possibility of human happiness through the activity of contemplation; the “highest virtue” in us corresponding to the best in us (1177a12). Not only is this activity the most continuous, the most perfect and self-sufficient, one seeking no end beyond itself, but that which is most akin to the divine. The gods are the supremely happy beings, and we ought therefore to aim, not simply at living according to mortal thoughts, but instead, “so far as in us lies, to put on immortality” (1177b33).

Herein lies “the perfect happiness of man” (1177b33), not simply the secondary kind of “happiness” associated to the actions of the morally minded human. Politics and warfare (courage being as central virtue to both), lack the necessary leisure (1177b9) and are chosen for something external to themselves (1177b16). Moreover, all the virtues cataloged by the morally minded, are unworthy of the gods (1178b15), who instead are dearest to those engaging in the contemplative life (1179a28).

Given all this, in the case of a courage demanding situation, how will the contemplative human act? Will he run away leaving his friends and the city which is worthy of defending? Will he not seek to preserve himself instead?

Although the contemplative human is the most self-sufficient, he can practice contemplation by himself, Aristotle is quick to point out that “he does it better with the help of fellow-workers” (1177a33). Besides, like the moral human, the contemplative is in need of external necessities such as that of a healthy body (1178b31), and friends (1170b12). But in excess these can even become a hindrance (1178ba). Aristotle quotes both the man of practical affairs (Solon) and the man of wisdom (Anaxagoras) as agreeing on the  limited importance of such external accessories. The happy human might turn out to be “an oddity in most people’s eyes, because they judge from outward appearances” (1179a12). But how precisely would this human regard courageous action? Who could be such a courageous human?

Perhaps one ought to consider a being such as Socrates whose courage was displayed both in words and in deeds. He was courageous, not only in the battlefield, where particularly in retreat he shone like no other in the defense of his worth-while city and worth-while friends (Symp. 220 , Laches 181b), but also in the world of the struggle for articulation and clarification. The contemplative Socrates tries to get clearer on the nature of courage in the Platonic Laches. Although the dialogue seemingly ends in Socratic aporia, for he tells us “what I don’t advise is that we allow ourselves to remain in the same condition we are now” (201a), it carries the seeds to move beyond aporia in the very picture of Socrates. Socrates’ quest is one of self-understanding and courageous questioning of his and other’s way of life. Socrates will fight, but he will do so nowhere better than in the realm of understanding. Perhaps even deaths will follow and new re-births from a wise human who leads us “into giving an account of (our) present life-style and of the way (we have) spent it in the past” (187e). However, unlike Socrates, Aristotle, whose work so questions us while at the same time aiding us in clarifying our perplexities, did not choose the hemlock.

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INTRODUCTION

 

 The very fact that Aristotle dedicates two complete books to the issue of friendship, coupled with the strategically important positioning of the discussion —–suspiciously close to the final considerations on the supreme value of the contemplative life and its relation to happiness—— immediately lets it known to the reader that she is entering what is both difficult and decisive territory. It is no small wonder, then, to see many questions flourishing as one pursues their reading: why are they situated in between two discussions of pleasure? Why are they broken down into two Books  separated by a seemingly untruthful “so much for our discussion of this topic” (1163b28)? Why did Aristotle not simply write one single Book, however long it might have turned out to be? Is he simply giving us a friendly break so that as listeners of his lectures we can digest all the information and gather our minds? Is there something to the fact that the discussion on friendship as expressed in the household and in the city is taken up in the first book? Is Aristotle pointing towards a form of friendship which somehow goes beyond all conventional links, just as natural right went beyond, or better, completed, its legal or conventional counterpart?

  These questions are indeed puzzling and difficult. But to begin to get clearer on some of them, however imperfectly and indirectly, I would like to center this essay on the difficult and sometimes obscure relation between the most perfect form of friendship, the noble variant, and the possibility of self-love. What exactly does Aristotle consider to be the characteristics of the former? Is the noble friend simply a selfless being intent of benefiting his friend over everything else? Is the self-lover identical to the happy human? Is Aristotle pointing towards a new form of self-love which goes beyond its conventional understanding?

  Although the issues I will explore in addressing some of these questions are still very undeveloped, in order to do so I propose to divide the essay into three sections. In the first I will begin by focusing on the three kinds of friendship as outlined in Book VIII; in particular by paying attention to the problematic relation between the inferior kinds based on utility and pleasure, and how still in the higher form these two elements seems to persist though perhaps modified to a great extent. In the second section I propose to look more closely at some of the aspects found in Book IX, particularly by looking at what kind of agent Aristotle has in mind when speaking of self-love, and contrasting her to the happy human being from which, if I understand the chapters involved correctly, she is quite distinct.. Finally, and all too briefly, I will take up some of the differences between Montaigne’s understanding  of friendship and Aristotle’s own position, particularly by centering on the death of one’s friends, and the consequent impossibility of attaining the fullest happiness achieveable by human beings.

   However, even before taking up the issue more closely, one must remind oneself continuously that Aristotle only once, in the whole of the Nicomachean Ethics (except of course for the very title itself),  refers to his friends. He does so early on in the complex discussion on the nature of the Good and the Platonic Forms. There he tells us: “yet, surely it would be thought better, or rather necessary (above all for philosophers) to refute, in defense of the truth, even views to which one is attached; since although both are dear, it is right to give preference to the truth” (1096a11-14). That among Aristotle’s friends one finds a Plato clearly sets quite a high standard on the nature of friendship, but that even in such a case there is something which goes beyond the allegiance to friends ——namely, a friendship of the truth—– is more telling indeed.

 

SECTION I: SOME ASPECTS ON NOBLE OR PERFECT FRIENDSHIP IN BOOK VIII.

 

  Having extensively praised the value of friendship as necessary to us humans even at the levels of the family and the political community, Aristotle proceeds to question the different views on what friendship has been taken to be (1155a32). In so doing once again Aristotle tries to clarify for us the internal workings of something we take to be central to our human self-understanding.

  Divergent answers have been given regarding the question “Who are friends?”, and in order to clarify where the possible nobility of friendship lies, Aristotle is led to ask among other things, whether there is one kind of friendship or several ones. Without even waiting for a reply Aristotle immediately tells us: ”those who think that there is only one, on the ground that it admits of degrees, have based their belief on insufficient evidence, because things that differ in species also admit of difference  in degree”. (1155b13ff) Now, if I understand this passage correctly, Aristotle seems to be arguing that there exist different kinds of friendship just as there are different kinds of fruits: apples, peaches, and even sour lemons. So it would be odd, for instance, to compare apples and oranges. But moreover, even within each distinct kind of friendship there seem to be varying degrees of perfection, so that some apples are more fully developed apples than others. And some lemons much more bitter than others.

  In order to begin to understand what these different species of friendship are, Aristotle asks us in chapter 2, to consider what is and how many are the objects of affection. Not everything is loved by us, Aristotle argues, but only the good, the pleasant and the useful (1155b16). Seemingly it is these three things which set us going, which somehow are sought as satisfying in different ways the needs we as humans have. However, Aristotle sets a sharp demarcatory line between the first two, the love of the good and the pleasant,  and the love of the useful. Only in the loving of the good and the pleasant do we aim at ends in themselves; in contrast, the love of the useful seems to involve a relation purely of a means towards an end. The latter, one could say, requires a relation of pure instrumentality. Now, given this sharp separation it seems not odd to ask: if all benefit is fundamentally the use of another to further one’s own good and pleasure, then, can there really be a truly selfless friend? Moreover, are not the good and the pleasurable, the things which are particularly “beneficial” to the soul, to the furtherance of its intellectual strength and emotional health?

  We know, having read on, that Aristotle will ground his three kinds of friendship upon these different objects of affection (which suspiciously do not include in them the beautiful), but instead of immediately listing these, Aristotle instead reminds us of something already asked before: do we humans love the Good simply/absolutely,  do we not love the good as somehow good for us? What would it mean to love the Good if loving it involved somehow transcending our bodily desiring nature, our human neediness? Would this not be a desire to end all desire, an objective which paradoxically ends human longing as we actually know it? Cautiously Aristotle answers our questions by telling us: “It seems that each individual loves what is good for himself; i.e. that while the good is absolutely lovable, it is the good of the individual that is lovable for the individual” (b24). The good, it seems, cannot be see independently of its being good for someone.

  (This discussion, of course, reminds one of the critique held against Plato’s conception of the Good. There, although Aristotle accepted the plausibility of the Platonic argument about whether it is not necessary to gain knowledge of the good  in order to attain the goods of practical life (1097a2-5), he criticized it primarily because in the realm of ethical and  practical affairs involving human conduct, one deals with particular individuals. So too the doctor centers his activity not so much on achieving health for human beings but rather the health “of a particular patient, because what he treats is the individual” (1097a12-14).)

   It looks as if  because the good is good for someone, Aristotle is led to remind us also that we humans do not in reality love what is good, but what appears  to us to be so (1155b24). This would seem to imply that our needy nature can at times go radically astray, missing the mark. This perhaps because many a time we may not be clear on ourselves, on what and why we desire what we do. Would not our friends, and our friendship to others, precisely allow us to clarify ourselves so as to get clarity on this appearance?

  However, be that as it may, it is only after having provided us with the tripartite division of the objects of affection, and reminded us of two earlier  central points, that Aristotle finally returns to his discussion of friendship (1155b27). We speak of friendship where we sensibly can expect some return of affection. As humans it seems as though friendship gives us something which inanimate objects (perhaps even the books we love) cannot provide. This is so because in the case of inanimate objects we cannot wish for the good of the object. In  contrast, it is characteristic of friendship, Aristotle tells us ‘they’ say —–it is not clear precisely who this ‘they’ are—– that we “ought to wish (our friend) good for his own sake” (1159b30). Friends are truly friends when such a wish becomes reciprocal and mutual affection sets in.

   But after having heard this one cannot but be puzzled. Did not Aristotle say just a few lines before that what the individual loves is precisely what is, or at least appears, good for himself? Is it possible then to simultaneously seek the good for ourselves while at the same time arguing that what we really do in seeking friends is actually to do the good for the other? Moreover, if the lovable objects upon which the different kinds of friendship will be based, involve not only the good but also the pleasant and the useful, then how precisely do we, for instance, ‘use’ our friends as means, while almost contradictorily at the same time claiming that when we do so we are actually seeking their good  and not ours? Will good friends not have to redefine the foundations of their mutual benefit? However, did Aristotle not say that the different forms of friendship were different in KIND, not in degree?

  Having quietly alluded to these puzzles Aristotle finally  gives us his famous tripartite division of the kinds of friendship.  The three forms correspond neatly to the three objects of affection: there is a friendship based on utility, another on pleasure, and the final, most perfect friendship, on goodness. All of these, Aristotle claims, are characterized by involving not only mutual affection known to both parties, but also a wishing “for each other’s good in respect of the quality for which they love (each other)” (1156a7). Bewildered we are led to ask once again, does Aristotle seriously entertain the idea that when we enter into relationships of utility we are actually doing a good to the other? This is particularly problematic in view of the fact that Aristotle points out, when we desire the good of the other in terms of utility or pleasure, we are primarily motivated by our own good, not that of our friend: “these friendships (being)  accidental, because the person loved is not loved on the ground of his actual nature, but merely as providing some benefit or pleasure” (1156a17-8). Now, if this is true, then how do good humans ever end up feeling a need for the other?

  Having said this Aristotle now proceeds to characterize each friendship. The friendship of utility is of an impermanent nature and found primarily among the elderly and middle aged, specifically those centered on seeking their own advantage. This allusion to the elderly, who are continuously regarded as difficult to be friends with and even linked to the sour (1158a5),  reminds the reader of Cephalus’ concern for money in the beginning of the Republic. No wonder then that, as the Book progresses, we will be told that it is these relationships which for the most part “give rise to complaints because since each associates with each other for his own benefit, they are always wanting the better of the bargain, and thinking that they have less than they should, and grumbling because they do not get as much as they want, although they deserve it” (1162b17ff) (see also 1157a14).

 Friendships based on pleasure, in contrast to the utilitarian ones, are characteristic of the young of whom, from the start of the book, we are told tend to follow their feelings (1095a4ff). Although this might sometimes lead them astray, this too makes them much more capable of having a more generous nature (1158a22). In this they differ from the instrumentalist. However, they share with them the fact that their friendships are anything but long lasting: their erotic impermanence proves ground even for some Aristotelian humour: “that is why they fall in and out of friendship quickly, changing their attitude often within the same day” (1156b3-4). What kind of friendship would prove both much more permanent and agreeable?

  It looks as though to find such characteristics we have to turn to the third form of friendship, the one founded on the goodness of both (or more) parties. At first we are told that this friendship stands in stark contrast to what we have been told about the other two. It seems as though only until now do we come up with a real selfless mutual regard. It is the friendship “of those who are good and similar in their goodness” (1156b5) who alone are capable of wishing their friends good for what they are essentially, and not simply accidentally (1156b9).

   However, as the discussion moves on Aristotle proceeds to make a very puzzling remark, one which seems to run counter to what was argued before. According to him at this level “also each party is good both absolutely and for his friend since the good are both good absolutely and USEFUL to each other. Similarly they PLEASE one another too; for the good are pleasing both absolutely and to each other” (1156b13-16).  (see also 1157a1-3) Saying this seems to imply that the three forms of friendship are then not really like different fruits, but rather like one fruit capable of perfection in all its constituent elements. Does this not come closer to the way we perceive friendship? If so, would this not allow us to better comprehend how it is that the good humans, which are desiring beings like all of us, by somehow transforming what they take to be pleasurable and useful, nonetheless see in the pleasurable and the beneficial the starting ground for the full-fledged formation of mutual goodwill?

   Aristotle explicitly stresses the fact that even at this level both parties receive a benefit (11565b9). And moreover each provides the other, through his healthy outlook and flourishing nature, the possibility of pleasure: for “everyone is pleased with his own conduct and conduct that resembles it” (1156b17). And this is much more so of those who are good. However, if this is so why does the good friend not simply turn out to be a mirror of self-satisfaction, rather than a window for self-comprehension and that of the world? What if this mirror, as we shall see in Book IX, ends up being somewhat stained?

  Of course Aristotle goes on to tell us that such relationships are extremely rare among us humans, not only because these friends need intimacy and time to know each other —— Aristotle uses the example of eating salt together which seems to portray the idea not of happiness but rather of making it together “through tough times”—— but also because of the fact that these good men only become friends once they have proven, and know each other is worthy of their love (1156b23-29). But if this is true, how is it possible then for some good humans to actually be deluded, thus falling into utility or pleasure based friendships? (1157a15).

  It seems then that the good humans are not blind to the pleasure and the benefits that accrue from engaging in conversation and spending time  with each other. But what they seem to find pleasurable and beneficial seems to be radically different from what is normally taken to be so. Perhaps part of the answer starts to develop in Chapter 5 where Aristotle reminds us that friendship involves not only a state and a feeling, but primarily an activity. Likewise it seems as though it is not a chance affair  that,  here for the first time in the whole discussion of friendship, Aristotle mentions the happy human being. We are told that nothing is so characteristic of friends as spending time together because they are agreeable to each other. And in an oddly situated parenthetical remark we are told “those who are in need are anxious for help, and even the supremely happy are eager for company, for they above all are the least suited by a solitary existence” (1157b20-20).

  Happiness comes back onto the stage, but it does very indirectly, silently. Happiness too, we were told in Book I involved activity, it was precisely the end of all actions. (1097b19-21) Perhaps only later on will it become clearer what this activity, in the case of friends, might involve. However, we are reminded too that friendship involves a state, a permanent disposition from which good choice emerges in accordance to moral virtue. Particularly in the highest form of friendship, the good friends choose each other, and choice we know “is either appetitive intellect or intellectual appetition” (1139b3-4). When choosing a friend then desire has a say, and this Aristotle clearly argues as we read on: “for when a good man becomes a friend to another he becomes that other’s good; so each loves his own good, and repays what he receives by wishing the good of the other and giving him pleasure” (1157b30-31). In the case of the happy human too that pleasure is central, for she would not even pursue the Good “if (s)he found it unpleasant” (1158a24).

   Now,  also in the case of the happy human being the paradox we alluded to in friendship, seems to recur. The friends of the happy human seemingly are not Gods, for Aristotle tells us friendship with the gods is impossible because between us and them there lies too great a gulf (1159a6). This is why it seems that in the case of the happy human, if she acts for the sake of the good of the friend, he must wish for his friend to remain human: “so if we were right in saying that a friend wishes his friend’s good for his friend’s sake the latter must remain as he is, whatever that may be. So his friend will wish for him the greatest goods possible for a human being. And presumably not all of these; because it is for himself that everyone most of all wishes what is good” (1159a 10-12). Now this seems unproblematic except for the fact that in Book X we will be told something quite striking, true happiness lies in contemplation and this kind of life involves a move beyond the merely human “for any man who lives it will do so not as a human being but in virtue of something divine within him .. and we ought not to listen to those who warn us ‘man should not think the thoughts of man’” (1177b26 and 31-32). The happy human too seems to be caught in the tension between seeking his own good, and at the same time, seeking the good of his friends. However one is led to ask, is the divine self-sufficiency towards which the happiest and healthiest of humans strive, comprehensible to us in our human terms which precisely involve needy friends? Will Book IX, in which the problematic relation between friendship, self-love and happiness is discussed allow us to, however faintly, get clearer on these questions?

 

SECTION II: SOME TENTATIVE ASPECTS OF  THE IDEAS OF SELF-LOVE  AND HAPPINESS IN BOOK IX

 

 Aristotle resumes his discussion of friendship in Book IX by placing particular emphasis on the motives that underpin the mutual affection between friends. Again he reminds us once more that the highest form of friendship, that founded on character, is reeally disinterested (1164a13). This is an assertion which would seem to take us back to the paradox to which we alluded in the previous section. However, already in chapter 1 new information is given to us. In speaking of the relationship between what is due to a benefactor Aristotle suddenly, out of the blue, mentions philosophy. An activity which in its very name alludes to a kind of friendship, a friendship of wisdom; the useless activity in which Anaxagoras and Thales were engaged (1141a5). In contrast to the Sophists who require a pay back in monetary terms for their services, the benefits accrued by philosophy involve a strikingly unique payless payback: “presumably it is enough if (as in the case of the gods or one’s parents) the beneficiary makes such a return as lies in his power” (1164a5). Perhaps the highest possible form of friendship between humans is founded on such a perception of mutual benefit. But, according to Aristotle this view is inconceivable for most who tend to see the relation between beneficiary and benefactor as analogous to the relationship between a creditor and a debtor. They do so because they are looking at things from the “dark side”, something which Aristotle tells us “is not inconsistent with human nature, because most people have short memories and are anxious to be well treated than to treat others well” (1167b26). Generosity seems not to be the order of the day amongst most.

  To this sudden unexpected appearance Aristotle adds in chapter 2 a reminder about the methodological difficulties involved in dealing with practical affairs. In considering the actual complexities of the problems involved in our friendships —–in particular our conflicting allegiances, our friends, the household, the city—– Aristotle reminds us that “it is perhaps no easy matter to lay down exact lines in such cases, because they involve a great many differences of every kind” (1164b27-8) (see also 1165a12). One is led to ask, why does Aristotle wait until this point to remind us of this? Why not mention it at the beginning of Book VIII with its contradictory assertions? Is Aristotle letting us know here that the classificatory divisions set in place are somehow in Book IX more closely tied to actual practical conflicts such as the grounds for dissolving friendship?

  It is by focusing on the latter that it becomes clear that the clear cut divisions and assertions found in Book VIII, are revisited and enriched. Take for instance the, perhaps all too frequent, cases of deception and self-deception among friends. Even though previously we have been told that friendship among the good makes  slander an impossibility (1157a21), it seems as though sometimes things can, and do go wrong. This is particularly so when “when the basis of their friendship is not what (friends) suppose to be” (1165b6). This is puzzling, particularly in the case of good friends, whom we were told only become friends precisely after they know that each other is worthy of their affection. How then does it happen that sometimes they can be deceived by the other so that in such case it is correct to protest  “even more than if it had been a case of uttering false coin, since the offense concerns something more valuable than money” ? (1165b11).

  We would expect Aristotle to somehow tell us that in such cases the good must somehow run for cover and protect his own good. However, astonishing as it might seem, Aristotle tells us that even if the other turns out to be, or even appear like a villain (one here is somewhat confused and is led to ask, what does ‘appearing like a villain’ mean?),  the good friend ought to stay and, as far as possible, help out. This is of course not in cases of utter depravity (but how would a good man ever end up with an utterly depraved one?), but in those cases where a transformation of the situation is possible: “those who are capable of recovery are entitled to our help for their characters even more than for their fortunes, inasmuch as the character is a higher thing and more closely bound up with friendship” (1165b18-20). Here, one could think  of a friend of ours who due to difficult circumstances has sought, or had sought, refuge in drinking or worse. It seems as though sometimes friendships do involve sacrifices, but in  surpassing them there lies too the strongest of goodwills possible. (Perhaps we know this because we have found ourselves in difficult times, and yet have not failed to remain our own best friends).

 Perhaps then, by looking at the feelings we have towards ourselves, we might understand why it is that it is possible both to seek our own good while at the same time that of our friends. In chapter 4 Aristotle claims that not only the feelings we have towards our neighbors, but also the characteristics of the different kinds of friendship, SEEM to be derived from our feelings to ourselves (1166a1-3). He then proceeds to do three things: i) to tell us how it is people define friends (1166a3ff), ii) to tell us how the morally good man defines himself (a11ff), and finally, iii) to tell us, not exactly how the bad human defines himself, but how the good man, as standard, sheds light on the torn nature of the bad humans; who, besides, according to Aristotle are the majority (1166b2).

  Will we finally arrive at an easing of the tension between the seeking for our good and that of our friend. It does not seem so. This is so for if one looks at the lists characterizing the definition of a friend and that of the feelings we hold towards ourselves, not only do they vary in order and are actually transformed as Aristotle goes through them, but more importantly, seem to  stand in outright conflict at times.

  The first and most obvious tension is that to which we have alluded throughout: while we define a good friend as one who first of all wishes to effect the good or apparent good for us, the healthy feelings towards ourselves involve seeking the good for us, not for another. But, another more striking tension seems to come to light when we realize that a good friend is he who wishes the existence and preservation of his friend for his friend’s sake. Now, in the case of our friendly feelings towards ourselves we desire not only our preservation and safety, but Aristotle goes on to say, the preservation of the highest part in us. What to do then in the case of life-threatening situations in which the life of our friend and ours is at stake? Precisely in such extreme situations the tension between our preservation and our friend’s comes to light. However that may turn out to be, after looking at the different characteristics, Aristotle concludes that self-love “it would seem from what we have said ….. IS possible” (1166b1-2).                                           

   But, exactly what is involved in this self-love which leads to goodwill towards our friend? As we have seen it seems to imply a reconsideration of what is to be understood as beneficial between the strongest and healthiest human beings. And not only that, but a reconsideration of what is beneficial to ourselves, that is to say, in what self-love lies. According to Aristotle “the author of a kindness feels affection and love for the recipient even if he neither is nor is likely to be of any use to him”. The theme of disinterest comes to the surface once again. This time it is exemplified most clearly in the works of the poets who regard their creations even as their children (1168a1). Aristotle allows us to see what is going on in the creative activity of the poets. A poet’s creations provide the artist no other benefit than that of a self-clarification which never ends, but is a continuous process founded on a rare and strong openness, few have, towards the world and themselves. Just as in the case of the poets the benefactor loves his handiwork better than work loves the maker. As to why this is so is explained in a complex way, one which prefigures the discussion of the need for friends of the happy human: “The reason for this is that existence is to everyone the object of choice and love, and we exist through activity (because we exist by living and acting); and the maker of the work exists, in a sense, through his activity… the maker loves his work, because he loves existence. This is a natural principle for the work reveals in actuality what is only potentially” (1168a4ff). Benevolence allow friends to mutually make themselves into beings who delight in their seeing what is potentially in them flourish in different forms. However both in the case of poets and benefactors somoething is lacking; neither of them is “loved” back by their work, which is precisely what we somehow expect from our friends.

  Presumably if we look at the issue of self-love we will start to move beyond this paradox. In chapter 8, where the discussion of self-love finds its climatic formulation, Aristotle mentions two conflicting views. The first view of self-love seems to involve a two-sided coin. Under this view people believe that the self-lovers are truly bad men whose chief concern is only with their selfish motives. And simultaneously, on the other side of the coin, these same people view the good man as the complete opposite, namely the purely self-less individual who acting from fine motive does everything “for sake of his friend and neglects his own interest”  (111168b2). As regards this two-sided camp founded on the view “that a man should love his best friend most”, Aristotle is quick to tell us that it is not surprisingly, not borne by the facts (b3-4).

  To this position, I think,  Aristotle counters another starting at  (b4) with the following words “But a man’s best friend is the one who not only wishes him well but wishes it for his own sake (even though nobody will ever know it); and this condition is best fulfilled by his attitude towards himself” (1168b5). Unlike the previous camp built on absolute self-sacrifice, and perhaps getting something in return for it, this new camp is seemingly not so interested in what others might think. It is primarily concerned on what the person thinks about himself for  “a man’s best friend is himself” (1168b9). These two broad camps inevitably stand in conflict with each other, and Aristotle is quick to point this out: “naturally it is hard to say which of these opinions one should follow since each has some plausibility” (1168b10).

  In order to clarify what underlies each camp, Aristotle tells us that we ought to get clearer on the different ways that people view self-love. One way, which is that of the first camp, is to link it to the irrational cravings of humans seeking more than their share in goods such as money, public honours and bodily pleasures: “because most people have a craving for these, and set their hearts on them as the greatest goods, which makes them objects of fiercest competition” (1168b18ff). Immediately after having mentioned this first side of the coin, Aristotle points out that on the other hand the person performing just (which implies acting for the sake of the good of another) or temperate acts and in general acting honourably (which seems to involve a desire for public recognition), of this exceptional kind of person, “certainly nobody would reproach him for being a self-lover”. (1168b27).

  It seems to me that Aristotle is here still taking us for a voyage in the geography of the first camp, the one in which selflessness is the basis of true self-love. This person “might be considered to have a better title to the name” (1168b28). Why so? This is so because just as was argued in the feelings towards oneself he wishes what is good on account of the intellectual part in him (1166a18) and  this human being assigns himself what is most honourable and most truly good (1168b32). Moreover, this human acts voluntarily through reasoned acts so that in comparison to the self-lovers who incur reproach he is “far superior … as life ruled by reason is to life ruled by feeling, and as desire for what is fine is to desire for an apparent advantage” (1169ba7)

  It seems then that we have found the true self-lover, who in loving himself actually does the good thing for his friend. However, is the self-lover Aristotle speaking of here really that selfless, benefiting the other without himself seeking some kind of return? Would this human act as he does even if ‘nobody will ever know it’? Or does this human really bring to an end the paradox of friendship alluded to in section I, as Aristotle seems to argue “and if everyone were striving for what is fine, and trying his hardest to do the finest deeds, then both the public welfare would be truly served, and each individual would enjoy the greatest goods, since virtue is of this kind” (111169a12).

 It seems as though we have reason to be rather optimistic. However, this optimism seems to collapse once Aristotle tells us a little more about the kind of actions in which this selfless self-lover is engaged. According to Aristotle this morally good man, presumably engaged in moral and noble friendships, “performs many actions for the sake of his friends and his country, and if necessary even dies for them. For he will sacrifice both money and honours and in general the goods that people struggle to obtain, in his pursuit of what is morally fine” (1169a19). The most noble of friends seems to desire even death before upsetting the recognition of others. This becomes more evident yet if one looks closely at the actions in which this self-lover is involved. In reality, if I understand it correctly, his disinterest seems to hide a craving for something more, some kind of payback for his activities. This would seem to account for the fact that this human would rather have intense pleasure for a short period of time rather than quiet pleasure for a long period of time, live finely one year rather than indifferently many and, more strikingly yet, do one glorious deed rather than many petty ones. 1169a23-5). Do this actions not evidently involve something beyond pure  selflessness, so that even the most selfless act is done out of a need for public recognition: “this result is presumably achieved by those who give their lives for others; so their choice is a glorious prize”? (1169a25).

  Somehow these words ring a bell. They stand, I believe, as a striking reference to the portrait of the magnanimous or high-spirited human “who does not take petty risks, nor does he court danger, because there are few things that he values highly; but he takes great risks, and when he faces danger he is unsparing of his life, because to him there are circumstances in which it is not worth living” (1124b6). The magnanimous human in his actions clearly disrupts two of the fundamental factors involved in the possibility of achieving human happiness: first, the fact that  happiness involves a complete life time (1100b20 and 1098a20), and second, the fact that the happy human is, of humans, the most self-sufficient (1097b21). Moreover this form of self-lover, who is ready to give up his life for recognition, clearly is tied to an inferior view of courage namely, that of civic courage which, though the closest to real courage, is not courage precisely because of its linkage to public recognition (1116a28). It is worth recalling too the few words dedicated to the happy human in that specific discussion, the happier he is “the more he will be distressed at the thought of death. For to such a man life is supremely worth living; and he is loosing one of his greatest blessings and he knows it and this is a grievous thing” (11711ff). Happiness seems to require a new view of what self-love is all about.

  In this sense it is really illuminating to find that the chapter which follows the discussion of  self-love (which I take has really moved only in the field of the first camp), deals directly with the happy human and the question as to whether she needs friends or not. Why introduce this question precisely here? Does Aristotle intend us to consider what a new conception of self-love with a view to happiness would require? What would be the “needs” of this most complete human type?

  As was the case with the discussion on self-love, also here Aristotle finds two conflicting camps. According to the first, the happy human needs no friends for she is wholly self-sufficient, needing nothing further to complete his existence (1169b7). To this position Aristotle immediately counterargues that this position seems quite odd for it is strange not only not to assign the happy human friends, who are the ‘greatest of external goods” and allow her to confer benefits upon them, but also  because it is paradoxical to have the happiest human living in solitude while humans are characterized by being social creatures. These two “arguments” thus point to the need for the happy human to have friends. (1169b23).

  Having said this, Aristotle goes on to look more carefully at the first camp: “what then, is the meaning of those who uphold the first view, and what truth is there in their argument?” (1169b23). The idea that the happy human needs no friends stems from the erroneous popular conception of friendship conceived solely in terms of utility or pleasure. (1169b26-28). Of the first, the happy human has no need, of the second “only to a limited extent”. It is because of this that the happy human is thought not to need friends, “but this is presumably not true” (1169b29)

   The happy human seems to need friends, but friends of a particular nature. In him the need for another seems to have been so transformed that a new kind of benevolence shines forth. But how exactly is this so?  It seems that some of it has to do with a process towards our self-formation. In trying to make it clearer for us Aristotle returns to the very beginnings of the Nicomachean Ethics.   

  Although the arguments put forward by Aristotle are extremely complex and difficult to follow, I will try to understand in what general direction they are moving. Happiness, Aristotle told us way back, (1098a7, 16, b31) is a kind of activity. Now, if friendship brings about the possibility not of extreme self-sacrifice, but of mutual enrichment then it too involves a kind of activity. Both friendship and happiness then involve not a possessing of something already given, but more precisely a task and a work which must be given time to grow its fruits and reproduce them both in oneself and in others. Happiness, Aristotle tells us, consists  in living and being active, but not just living for the sake of preserving life; more importantly living so as to bring to light those activities which stand as highest possibilities for us human beings. Now, among the multiple and concentrated arguments put forward by Aristotle in what is a weird rush, he alludes to the value of a friend as guarantor against the possibility of self-deception: as Aristotle puts it in an important conditional statement, “if we are better able to observe our neighbors than ourselves, and their actions than our own” (1169b33-4). Presumably we do not only delight in sharing in the birth and rebirth of another human being intent on exploring his capacities, but we do so primarily because we too, to an extent have sworn allegiance to this never ending process of change. As Aristotle puts it, in order to fully enjoy life, the happy human needs others for it is difficult to “keep up continuous activity by oneself” (1170a6). Friends stand as references and guides towards mutual goals.

   Finally, and in order to defend the view that happy humans do need friends, Aristotle provides his reader with a set of very complex and scientific arguments. (Only twice has Aristotle used scientific arguments previously: in his critique of Plato, and in his reference to Socrates’ doctrine concerning the impossibility of weakness of the will). In what is a tidal wave of intricately interconnected arguments, I would like to signal some in particular. First of all one finds in them a position which stands in stark contrast to the attitude of the self-lover of chapter 8. Here in contrast we are reminded that for the happy human “Life is in itself good and pleasant (as appears from the fact that it is sought after by all, especially by those who are virtuous and truly happy, because their life is in the highest degree desirable and their existence the truest felicity” (1170a26). Second, and in contrast to the exclusive reference to the  rational part which the self-lover gratifies (1168b34), here in contrast the highest involves much more than this: “hence it appears that to live is primarily to perceive or to think” (1170a17) and furhter down “to be conscious that we are perceiving or thinking is to be conscious of our existence” (1170a33). Third, we are reminded that this capacity for perceiving or thinking is a “capacity relative to its activity, and its realization is dependent upon the activity” (1170a17); in other words, it is a determinate activity, one in which a potentiality is capable of  being actualized. But how, more precisely, can such activity be brought to the fore in all its strength?

  As a conclusion to his long and complicated scientific argument, Aristotle points out:

            If all this is true, it follows that for a given person the existence of his friend is desirable, or almost as desirable as his own.. But as we saw, what makes      existence desirable is the consciousness of one’s own goodness and such      consciousness is pleasant in itself. So a person ought to be conscious of his             friend’s existence, and this can be achieved by living together and conversing            and exchanging ideas with him — for this would seem to be what living    together means in the case of human beings; not being pastured like cattle in             the same field (1170b5-13).

 

The happy human’s type of self-love is primary, and from it flows his goodwill towards others whose existence is “almost as desirable as his own”. But though clearly of the most self-sufficient kind, this human nevertheless knows quite well of a strong bondage which becomes redirected with another’s presence towards higher pleasures and benefits. This  is why although Aristotle, unlike Plato is puzzingly silent about erotic love, he nevertheless sees in its passionate force something akin, though distinct from the strongest friends. (for the strength of the desire as compared to that of lovers see 1171a8ff and 1171b30).

   These happy human beings realize that the consciousness they aim at is not itself a given, but must “be actualized in their life together” (1172a1). All humans know of this desire to share in the occupations and activities which “constitute… (their) existence or makes life worth living”. Some, Aristotle goes on to tell us, seek each other simply to drink, other to play dice, yet others to engage in athletic competitions. But some see in the philosophical way of life that which provides them with the highest satisfaction (1172a5). As contrasted to the friendship of what Aristotle considers to be the “worthless”:

            the friendship of the good is good, and increases in goodness because of their         association. They seem even to become better men by exercising their      friendship and improving each other; for the traits that they admire in each       other get transferred to themselves. Hence the saying: From good men goodness     (11728-13).

 

Engaged in the mutually enriching activity of good happy humans, these friends together,, but without having become one, come slowly to perceive and act on that terrain within which goodness is nourished and flourishes by some for us to try to emulate.

 

 

 

SECTION III: MONTAIGNE’S VIEWS ON FRIENDSHIP IN LIGHT OF ARISTOTLE’S   

 

  To conclude this already too extensive essay, in this final section I would like, briefly and very sketchily, to hint at some of the striking differences one finds between Montainge’s views on friendship and the one’s already addressed in Aristotle.  However, rather than being a fully developed section, I take this final words to be more like an incomplete appendix which, perhaps later on, might be delineated and completed much more fully. In trying to make sense of the differences between both authors I propose to follow a numerical ordering. Of course the different themes  interact in deep ways, but for the sake of clarity such ennumaration may end up proving helpful.

   But before looking at Montaigne himself one can always remember Freud’s own words, found in Civilization and its Discontents, regarding the search for human happiness through a life centered on a strong bondage between lovers. For him “the weak side of this tehnique is that we are never so defenceless agaisnt suffering as when we love, never so helpelessly unhappy as when we have lost our loved object or its love“ (Penguin, 270). Words which seem to fit quite perfectly the whole underlying position of Montaigne.

  Now, some of the striking differences that one finds between the Greek and  French thinkers are:

 

1) Montaigne begins his essay by attempting to imitate  a painter who fills a wall with grotesque and fantastic pictures “having no other charm than their variety and strangeness” (161). He himself perceives his own works  as “grotesque bodies, pieced together of sundry members, without definite shape, having neither order, coherence or proportion, except by accident” (161). This imitation, not of nature, but of the grotesque, stands in outright conflict with the whole Aristotlian position which sees in nature a teleological ordering of which we form a part, and without which the highest form of happiness seems inconceivable.

 

2) Montaigne throughout his essay frequently refers to, either the intervention of chance or god’s will, in his attempt to comprehend how incredible it seems to him that a person such as de la Boétie somehow came to be part of his life. As he puts it: “preparing the way for that friendship which we cherished, so long as it was God’s will, with such entirety and such perfection …. It needs so many concurring factors to build it up that it is much if fortune attains to it in three centuries” (162) (or elsewhere: “I know not what inexplicable and fated power that brought this union …. I believe it was by some decree of heaven” (166)) However, according to Montaigne himself it is this God which has taken the friend away from him: “which I/ Shall ever hold, for so ye gods have willed/ sacred to grief and honour without end” (171) In contrast, as we saw, for Aristole, not only is there a gulf between us and the Gods (which are of a very different nature than Montainge’s), but likewise friendship involves choice, not simply an inarticulate fate.

 

3) Montainge’s emphasis on the type of bond which comes about among friends reflects a loss of self in which one even turns out to have the other in his power. This position cannot but remind one, to what occurs to Aristophanes’ half creatures permanently looking for their other halves in order to achieve true completion (though it is not by any means identical for Aristophanes speaks of erotic lovers; and ‘eros’ is strangely absent froom Aristotle’s account). As Montainge puts it: “in the friendship I speak of they mingle and unite one with the other in a blend so perfect that the seam which has joined them together is effaced, and can never be found again”  (166). (or elsewhere “It is I know not what quintessence of all this mixture which, having seized my whole soul, brought it to plunge and loose itself in his” (167); ”the complete fusion of wills” (168); “one soul in two bodies” (169)). This particular outlook seems to deny the view that, as we saw, for the happiest most self-sufficient human, the existence of his friend is “almost” as desirable as his own; ‘almost’, but not quite the same.

 

4) From Montaigne’s emphasis on a strong fussion between friends, follow demands which perhaps to others, who have not experienced such proximity, appear wholly irrational. As Montaigne puts it: “this answer carries no better sound than mine would do to one that should question to me in this fashion: “If your will should command you to kill your daughter, would you fdo it?. and I should answer that I would. For this carries no proof of consent to such act, because I have no doubt of my own will, and just as little of the will of such a friend. No action of his, what face soever it might bear, could be presented to me of which I could not instantly find the moving cause” (167). (and elsewhere: “should trust myself more willingly with him than with myself” (168)) For Aristotle it would seem odd that a friend would even make us entertain such thoughts. And as we know, Aristotle criticizes even friends of the caliber of Plato precisely because their outlooks might prove, in the realm of pratical life, to have diverse shortcomings. Likewise, Aristotle struggles as we saw above with the possibilities both of deception and self-deception among what amy appear to be even the noblest of friends.

 

5) Tied to the previous remarks, one finds a difference regarding the actual number of friends one can have. For Aristotle in the case of the happy human: “presumably there is no one correct number (of friends), but anything between certain limits” seems reasonable (1170b30). It is true that Aristotle does remind us that in friendships “the celebrated cases are reported as occurring between two” (1171a14). But his understanding of the helathiest friendships is not limited to two beings fused together by the power of a Hephaestus. In contrast, Montaigne tells us about his most perfect form of friendship: “(it) is indivisible; each one gives himself so entirely to his frriend that he has nothing left to distribute to others; on the contrary, he is sorry that he is not double, triple or quadruple, and that he has not several souls and several wills, to confer them all upon this ONE object” (169). Montaigne had one friend in his life, and now he has departed.

 

6) Yet another striking difference partially alluded to above, lies in the actual reference to particular individuals in the analysis. We know exactly who Montaigne is talking about, though we are not so clear as to the character of his friend. But this seems to be not a fundamental problem for him because he speaks only to those who have actually experienced such a mutual belonging:: “so I also, could wish to speak to such as have had experience of what I say. But knowing how remote a thing such a friendship is from common practice and how rarely it is found, I do not look to meet with any competent judge. For even the discourses of antiquity upon this subject seem to me flat in comparison with the feeling of it. And, in this particular, the facts surpass even the precepts of philosophy” (170). The attack on writings such as that of Aristotle seems to be  very poignant and clear. However, it is likewise true that Montaigne fails to see that in Plato something like what he speaks of can be seen not only in the confrontation between Alcibiades (and in a different sense Aristophanes) and Socrates in the Symposium, but also in the type of “symbolic” pederasty found in the beautiful Phaedrus.

 

7) And this brings us to another discrepancy between both writers. There seems to be in their view of friendship a struggle between poetry and philosophy. Montaigne finds in the poets the only words to express the force and strength of what he as needy human being feels. Thus he persistently quotes writers who have experienced what he, right now feels burdens his heart with an overwhelming weight: “Why should I linger on, with deadened sense/ and ever-aching heart/ a worthless fragment of a fallen shrine?/ No, no one day hath seen thy death and mine” (172). Now, this tragic overtones, though comprehensible to Aristotle, nevertheless are precisely what stand in the way of actual human self-sufficiency and the completeness required in order to pursue the contemplative life. Thus is speaking of whether we need friends in good or bad times, Aristotle tells us: “a man of resolute nature takes no care to involve his friends in his troubles ….; and in general does not give them a chance to lament with him, because he himself does not indulge in lamentation either” (1171b6ff).

 

8) The previous difference brings us to the last and most fundamental clash between both perspectives. Just as in Freud, for Montaigne it is painfully clear that the death of his friend has so marked his life that it is a blow from which he cannot nor sees how it is possible to recover. Life without him is a life of nebulosity in which all lights have been exhausted, and consequently all consciousness fades. If it were not because of the grace of God such condition would truly be unbearable:: “For in truth, if I compare the rest of my life, though with the grace of God it has passed sweetly and easily and, except for the loss of such a friend, free form any griveous affliction and in great tranquility of mind, seeing I was content with my natural and original advantages without seeking others, if I should compare it all, I say, with the four years that were granted to me to enjoy the sweet company and society of that man, it is nothing but smoke, nothing but a dark and irksome night” (171). Montaigne is now only half of what he once knew was possible, namely a oneness of unspeakable strength and beauty. In contrast to such a life devoid of happiness and concentrated on “tranquility”, Aristotle tells us, as part of the “scientific argument” to which we alluded at the end of our second section: “we must not take the case of a vicious life and corrupt life, or of one that is passed in suffering, because such a life is indeterminate, just as are the conditions that attach to it” (1170a22-4). The happy human is not content with what is given her, but seeks as far as possible to allow and foster, with the desirable presence of others, the growth of what as humans, and more than humans, we are capable of.

 

 

BIBLIOGRAPHY

 

A) Primary Sources

 

Aristotle, The Ethics of Aristotle, Penguin Books, London, 1rst- 1953, 1988. Translated by J.A.K. Thomson.

 

Montaigne, Michel de, The Essays of Michel de Montaigne, Alfred A. Knopf, New York, 1934, Translated by Jacob Zeilin. Volume I, Essay 28,  pgs 161-173.

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INTRODUCTION

One of the main reasons why an understanding of the relationship between ‘natural right’ and ‘conventional right’ must be high in the hierarchy of activities we engage in, lies in that its consideration brings to light the difficult issues of relativity between, and criticality of, different political communities. The extremely compressed passage in which Aristotle takes up this relationship is full of difficult lines, lines which are themselves enlightened by sometimes perplexing examples. In it, one could say, Aristotle seems to move back and forth from one kind of right to the other; uncomfortably trying to delineate the space which lies between them.

The tension between both kinds of right leads to an array of difficult questions which come to light precisely out of the opposition in which they stand. On the one hand, if political justice is wholly conventional, one is necessarily led to ask; is it not then doomed to be variable to the extent that, what a given community considers to be just, is just as valid as what any other does? Will the question of justice not be reduced to a prior question, namely, ‘whose justice’ are we speaking of; justice becoming then a relative term? This is more problematic because if, as Aristotle holds, law shapes our very being, then, “stepping aside” to critically assess the regime which seeks to foster precisely its own outlook, seems a rather difficult, if not impossible, course of action. In other words, if one’s tradition determines to a large extent what one considers to be just, how is it possible for “us” to reach some kind of ‘objective’ standpoint from which our own and other conventional conceptions of right can be judged? Must tolerance be reduced to a passive acceptance of difference, independent of the ethical considerations and violations underlying such diversity?

On the other hand, if one holds onto a natural view of political justice, then although one can claim to be able to assess all conventional right by measuring it to a common ground, a standard to which all political communities have access in virtue of something common to all humans (e.g. rationality), still the position is not itself without difficulties. First of all that ‘common something’ seems contested by the different traditions themselves. But besides this, if all perspectives can be assessed by way of this standard, still, how to figure out and agree upon what is the fundamental nature of such standard is by all means not an easy task. Is it grounded on a transcendental ideal to which only few have access? Is it to be found in the natural order of things? Does it follow alone from divine revelation? Is it ultimately, particularly for us moderns, simply a matter of promoting and defending some group of basic inalienable human rights and duties (perhaps to be supplemented by different kinds of group differentiated rights for minorities)? Or, if it is indeed based on a distinctively human capacity such as reason, how is one to conceive of this rationality —- be it that of classical thought or that of the Enlightenment—— other than by acknowledging it as part of a specific tradition which has come to understand itself in such ‘rational’ terms? What guarantee do we have that when assessing other cultures by way of some form of natural right, we are not simply, though disguisedly, projecting the values of our own? Finally, what is the relationship between philosophy, born out of a particular tradition, and the search for this critical space in which the city, and all cities for that matter, come to be questioned? (*1)

The complexity and importance of the issue under consideration is well put by Strauss:

“If there is no standard higher than the ideal of our society, we are utterly unable to take a critical distance from that ideal. But the mere fact that we can raise the question of worth of the ideal of our society shows that there is something in man that is not altogether in slavery to his society, and therefore, that we are able and hence obliged to look for a standard with reference to which we can judge the ideals of our society as well as any society” (NRH, 3) (*2)

To question is part of our nature, but indeed it would be rather absurd to try to answer all these mind-boggling puzzles in a short essay like this. Nevertheless they stand as avenues that can be pursued, some of which we will begin to pursue here only tentatively. But before proceeding, I would like to make two cautionary remarks. The first deals with the idea that whatever conception of natural right is ultimately available to us moderns, its grounding cannot proceed from the imitation of a given hierarchical ordering of a purposeful universe which we admire in its beauty and inherent goodness; an external teleological reality which, by shaping ourselves according to it, allows our own human beauty and goodness to flourish. Nature for us moderns is not a mirror we model ourselves upon. As Charles Taylor puts it with respect to the creative imagination found in art’s capacity to transfigure reality:

“it becomes possible for us to see a crisis of affirmation as something we have to meet through a transfiguration of our vision, rather than simply through a recognition of some objective standard of goodness. The recovery may have to take the form of a transfiguration of our stance towards the word and the self, rather than simply the registering of external reality” (SotS, 448) (*3)

The second prefatory point is that, even though the search for such a ‘objective’ standpoint ——-which is somehow or other implied in the notion of natural right—– is of great importance in judging and differentiating unjust regimes, as well as individuals, from just ones, that this ‘natural’ standard can ultimately be found is another matter altogether:

“our aversion to fanatical obscurantism must not lead us to embrace natural right in a spirit of fanatical obscurantism. Let us beware of the danger of pursuing a Socratic goal with the means, and the temper of Thrasymachus. Certainly the seriousness of the need of natural right does not prove that the need can be satisfied” (Strauss, NRH, 6) (*4)

Having said this, and in order to get somewhat clearer on the relationship between conventional and natural right, I would like to divide the essay into two sections. In the first I will look at the difficult and compressed passage in the Nicomachean Ethics where Aristotle deals directly with the subject matter; chapter seven of the Book on Justice. There I will try to follow Aristotle’s own struggle with the issue by looking and trying to elucidate, as far as possible, the arguments and examples given to us readers. In the second section I will take up two of the most prominent interpretations of the passage; one by Saint Thomas Aquinas, the other by Marsilius of Padua. I will there try to, briefly and in outline, show that neither does justice in their reinterpretation to the complexities found in the first section where the text by Aristotle was considered. To conclude this section, I will likewise question some of the arguments put forward by Strauss in his search for a middle road between these conflicting interpretations.

SECTION I: ARISTOTLE AND THE MUTABILITY OF BOTH NATURAL AND CONVENTIONAL RIGHT IN POLITICAL JUSTICE.

Aristotle is the first to point out that when speaking of the just, one can do so in many ways. For instance one can consider, either general justice (1129b12 ff.), or a part of this general form, that is to say, particular justice and its distributive and corrective aspects. Some even speak of justice in terms solely of the relation of the parts of the soul and its health (1138b1 ff). Furthermore, one can speak of justice with reference to the different domains in which relationships between agents take place. In this sense political justice is not the same as the justice appropriate to the household; relations between citizens, for Aristotle, are not the same as those of inferior kind that hold between husband and wife, master and slave, and father and son (MM, 1194b5 ff.). (*5)

Besides, it is not just any social organization which meets Aristotle’s criteria for being considered political. This is why in the chapter immediately preceding the one dealing with the relationship between conventional and natural right, Aristotle points out the conditions for the politically just. It

“obtains between those who share a life for the satisfaction of their needs as persons free and equal … hence in the associations where these conditions are not present there is no political justice between members, but only a sort of approximation to justice” (1134a26-8)

This seems rather puzzling. We have not even begun to attempt to determine what natural right might be, and yet Aristotle has already set up a criteria for the consideration of the political, namely, equality and freedom between participants who share at the same time in being ruled and ruling (1134b16-19). Now, if political justice develops under these conditions, and if it is true that “if anyone wants to make a serious study of the fine and just things, or of political science generally, he must have been well trained in his habits” (1095b2-4), then truly few regimes will be able to carry out such an inquiry, namely those in which such equality and freedom already exists, in some sense or other. Presumably a tyranny could not then reflect on the politically just precisely because the conditions for its appearance are in it wholly lacking. But let us look closer then at this very specific type of justice, that is to say, political justice.

In the Magna Moralia, even though one finds the bipartite differentiation between the just things, on the one hand by nature, and on the other by convention, there what is considered to be politically just is reduced only to the realm of the conventional:

“so the just according to nature is better than the just according to convention, but what we are inquiring about is the politically just; and the politically just is that which is by convention, not that which is by nature” (MM, 1194a1-4)

It seems as though in that work Aristotle is skeptical of finding any such natural justice within the political. But this position is altogether different from what Aristotle himself holds in the corresponding passage of his Nicomachean Ethics.

The conflict between both is strikingly made evident from the very first line where we are told that the division between natural right and conventional right IS set, unlike the previous quotation, within the overall discussion of political justice (1134b18-19). Perhaps why this difference exists can be somewhat understood by looking at the passage more closely.

In it, Aristotle first defines natural right as “that which has everywhere the same power and does not depend on being opined or not”. The “naturalness” of natural right resides precisely in its being independent both of spatial and temporal differences —-it is in a sense transhistorical and transcultural——, and of the multiplicity of conflicting opinions held by different humans. Natural right is truly something unchanging, or so it would seem. Suspiciously, Aristotle here gives no example to elaborate upon.

Conventional right, in contrast, can be seen in three interrelated forms. First it refers to “that with regard to which in the beginning it makes no difference whether matters are this or that way, but once it is established one way or another it does make a difference”. An interpretation could be as follows. For instance, in the downfall of a regime or in its early periods of consolidation, some aspects of conventional right can go in many different possible ways. It is ‘up for grabs’, so to speak. But once it has been set down as law, it determines (to a large extent in a negative form) what is to be considered just and what unjust. And here, unlike the case of natural right, Aristotle aids us somewhat by providing some examples. These refer specifically to laws regarding some aspect or other of war, the ransom of prisoners, and of religion, the number and nature of animals to be sacrificed. (Would it be too exaggerated to read these then as portraying how relativity appears foremost and most dangerously in the realm of the defense of one’s community and in religious strife?) Perhaps another example of this type of conventional right could be the national symbols of different states. Colombia’s or Canada’s flag could presumably have been otherwise, but now that they have been set in place it does make a difference if someone were to attempt to modify them in one way or another. In the religious realm for instance one could say it makes a great difference if one is brought up as Catholic or as Muslim (*6).

As a second field of conventional right Aristotle points to legislation that takes place in particular cases; private laws which for instance require sacrifices for outstanding, honour-deserving individuals such as the sacrifices for Brasidas, a spartan general (Penguin, 371). Conventional law then seeks to put forward legislation which acknowledges the sacrifices of some distinguished people who, for the sake of the political community, have sacrificed themselves and therefore “ought to be given some reward, honour or dignity. It is those who are not satisfied with these rewards that develop into despots” (1134b6-8). A similar contemporary example of this type of ‘conventional right’ would be the changing of the name of a city street to remember a given person ——for instance, in Montreal, the ‘Rene Levesque Avenue’—– however this example is not closely linked to law itself. (*7)

Finally the third category is that of ‘things passed by vote’. Although it is not clear to me what Aristotle refers to, perhaps one could think of cases such as the referendum in Quebec. If it had gone through, matters would now stand a quite different light. Aquinas sees this category of conventional right as referring to the decrees of judges (1022). If this is the correct way to understand it then examples of these type of decisions can be seen in multicultural societies where different conventional understandings require the transformation of the positive laws already set in place. As Parekh puts it:

“In all these cases person’s cultural background made a difference to his or her treatment by the courts. The law was pluralized and departures from the norm of formal equality were made in different ways and guises, showing how to reconcile the apparently conflicting demands of uniformity and diversity” (Parekh, BCCD, 200)

Having given us a first look at the differentiation between natural and conventional right, Aristotle then proceeds to argue against those who believe that the politically just is only what is conventionally just; a position with which he himself sides, as we saw in the Magna Moralia. Aristotle continues his argument as follows: “but in the opinion of some, all things are such on the ground that what is by nature is unchangeable and has everywhere the same power, just as fire here and in Persia burns, but they see that the just things change”. Fire burns equally in Greece and in Persia, but what the Greeks and the Persians take to be ‘the just’, varies considerably. And furthermore, if what we said at the outset concerning the conditions of political justice is true, then Persia does not meet the conditions for speaking of political justice at all. This because of their not sharing in freedom and equality. Having chosen Persia in the example, therefore seems not to have been by luck.

Presumably Aristotle would go on to tell us, finally, just precisely how this standard, which natural right is, works. But to our disappointment this is precisely what Aristotle proceeds NOT do; or at least fully. Instead he tells us that all natural right is in fact just as changeable as conventional right. Or, he pauses, almost always, he says. That is, natural right seems unchangeable in reference to the gods, the celestial beings which for the Aristotle, as Aquinas reminds us (1026), are unchanging. But to our surprise once again the statement is qualified; even in divine matters the unchangeability of natural right is only ‘probably’ so. In this sense, as we shall see, Aristotle’s Gods do not fit well with Aquinas’. But leaving this question aside, for our purposes it is important to point to the changeability that Aristotle makes characteristic of natural right; the tranformability of that standard through which we aim somehow at ranking conventional understandings of the just. As Aristotle puts it, among us humans (*9): “while there is something by nature, it is ALL changeable and yet nevertheless there is that which is by nature and that which is not by nature”. The variability of natural right does not preclude its remaining to a degree invariable. The standard, if it exists at all, would then seem to resemble not an iron pole, but a more flexible structure such as that of a rubber band; capable of transforming itself without necessarily becoming something other that that which it is.

And while we stand rather perplexed by all of what has bee said, Aristotle, one feels almost jokingly, tells us that all this ought to be as clear as daylight: “now, which is by nature of the things that can be otherwise and which is not, but is instead conventional and by agreement, since both of them are equally changeable is CLEAR”. Well perhaps it is not. However, unlike the previous definition of natural right which excluded variability, this new qualified perspective is indeed, finally, followed by an example. But it is an extremely odd example, one which seems rather removed from the discussion of the politically just. It goes like this: “by nature the right is stronger though it is possible for everyone to become ambidextrous”. Few words which make one wonder what Aristotle is getting at.

Our first reaction could be to say; but look around you, there are many left handed people, for instance my brother –in–law, for whom the left hand is by nature the strongest. Is their left hand not ‘by nature’ the strongest? So Aristotle, what you are saying is not at all true (*10). Unfortunately our first objection seems made irrelevant if one looks at the corresponding example found in the Magna Moralia. There the same example is put forward, but with the notion of superiority left on the side: “yet nevertheless the left is such and such by nature, and the right is no less better than the left, even if we were to do everything with the left as with the right” (MM 1199b31-34). Aquinas understands this example as showing that natural right is valid in the majority of cases, but in some few cases it does not hold (1029); a position to which we shall return in the following section (*11). But perhaps there is another way to comprehend this flexibility of natural right, while having its kind of flexibility not partaking of the same type which characterizes that of the conventional.

One imaginative, perhaps too imaginative, way to do interpret the example, though this is not what Aristotle himself says, would be as follows. By nature most of us are indeed right handed, and some left handed. But being left handed or right handed takes no extraordinary effort on our part; we are so equipped by nature one way or the other. Aristotle himself has told us that we are equipped as humans in just the very same way not only as regards the different faculties of the soul, namely, the vegetative, the desiderative and the rational (1102b28ff), but likewise in the case of the potentiality to develop the moral virtues of which he says we are “constituted by nature to receive them” (1103a29). But although this is true under normal conditions, still few seek to modify what is given to us by nature, transforming it so that new, more complete organizations, can be achieved. Becoming ambidextrous, through a habitual practice involving throwing with the other hand (MM 1194b27), is just such a practice which changes what is, without making it something wholly different. In a similar way, the passage alluded to above, the one concerning the moral virtues, culminates by telling us that “their full development is due to habit”. Becoming virtuous transforms us in that, what we are potentially capacitated to do, reaches its utmost level of actualization. If one can imagine those who have indeed attempted to become ambidextrous, one can imagine the patience and personal commitment required in order to achieve that end which represents a flourishing towards higher natural completeness. And this end goes beyond utility and survival, though perhaps ambidextrous people will be more helpful under certain circumstances, for instance in the case of strikers in soccer who, because they can use both legs to hit the ball, can score more goals. This end involves, in a sense, a healthier realization, a completeness comparable to works of art (1106b9). It would be a little like becoming fully bilingual, not an easy matter, assuming that is that one learns the language not simply as a child. Unfortunately our imaginative analysis seems far removed from what Aristotle argues in the passage considered, for the passage as a whole focuses principally on political justice, not on individual health. (*12) But perhaps some regimes are healthier than others; some regimes fighting against all odds in order to become more readily ambidextrous.

Aristotle goes on to exemplify how, in contrast to the variability of the natural, so too the conventional has its own kind of variation. The conventional is now defined as that which “is by agreement and what is beneficial”. The appearance of the beneficial, which had not entered into the argument previously, seems to determine natural right contrastively as that which is not primarily concerned with utility, though it can incidentally be useful in different ways (as we saw in the case of the soccer striker). And once more, to clarify the issue, Aristotle gives us an obscure example regarding measures. A similar example, if I understand the issue correctly, would be that of the beneficial, and agreed to, use of human standards such as that of the metric system. We all agree what a 100 meters are, we sense it is beneficial to agree thus, particularly in Olympic races. However the conventional nature of this standard, the metric one, comes to the fore when compared to other systems like the US system and its use of feet. Unfortunately these examples do not refer to lawful arrangements and in this way would seem to differ somewhat from what Aristotle tells us. But if this example is not the best, Aristotle himself has provided us with one in the whole discussion of Justice, that of the use of money by communities. Even the name itself of money, nomisma reflects its conventionality: “this is why money is so called, because it exists not by nature but by custom, and it is in our power to change its value or render it useless” (1133a29-31).

The fact that Aristotle somehow senses that his own example concerning measures is far removed from political justice, surfaces in the line which continues his argumentation. Relativity and conventionality are present not simply in measurements, but principally in political regimes: “the just things that are not by nature but merely by humans are not the same everywhere, since the regimes are not”. It is precisely here where political justice seems to be destined to a relativity based upon the different views of what conventional right is, or might be. But this is not new to Aristotle. He has pointed to this difficulty from the very start of the Book on Justice, particularly in his consideration of justice in the general sense. There justice as the lawful, which aims at securing happiness for the members of the political community, was partly understood as follows:

“the laws prescribe for all departments of life aiming at the common advantage whether of all the citizens, or of the best of them, or of the ruling class, or on some other basis. So in a sense we call just anything that tends to produce or conserve the happiness (and constituents of happiness) of a political association (1129b16-21)

If law so varies from regime to regime, then it seems that the search for a natural right from which to critically assess the different interpretation of the role of law is ruled out as utopian. This troubling conclusion is in fact made worse because of the fact that within each type of regime there exists fallibility as to the setting down of the laws themselves: “the law commands some kinds of behaviour and forbids others; rightly of the law is rightly enacted, but not so well if it is an improvised measure” (1129b28-29). There would then be different types of happiness, one here, one there; all equally unquestionable. Or so it would seem.

Aristotle knows of this variability of conventional law, but he knows too of the necessity of providing a human standard from which judgment can be passed on diversity. This is why the passage we have been analyzing continues precisely by calling forth such criteria. The complete passage reads: “similarly the just things that are not by nature but merely by humans are not the same everywhere, since the regimes are not, THOUGH there is only one that is everywhere according to nature the best”. We stand perplexed for Aristotle seems to want it both ways. He wants to argue that what is merely by humans is not by nature, and presumably all political justice concerns the human, and, therefore cannot be by nature. And yet there is such a regime, he claims, that is by nature the best of possible regimes; and presumably if this regime has anything to tell us humans, then it is of human form. Perhaps natural here could be understood by looking back at the example of the ambidextrous individual. Just as by nature we are all born either right handed or left handed, so by nature, according to Aristotle, we humans are political animals; we live in political associations where alone the good life can be achieved. However all existing regimes deviate to different extents from the best human level of political fulfillment and health; one must therefore seek to understand the complex circumstances in which such deviations have come about.

But if the development of the ambidextrous person requires a level of personal commitment and dedication that is undertaken by few; this effort presumably would be much more difficult to obtain at the level of the whole political community. A tension arises between those transforming themselves in order to become ambidextrous, and the need to transform the political conditions in which becoming ambidextrous rises as a human possibility. As Aristotle puts it:

“As for the education of the individual, that which makes him simply a good man, we must determine later whether it falls under political science or some other, because probably it is not always the same thing to be a good man and a good citizen” (1130b25-30)

But indeed it would seem too that the healthier the regime’s commitment to political justice, the healthier the individuals partaking of that standard; and vice-versa the healthier the individuals, the healthier the political association itself. (e.g. 1129a16-21). Furthermore. the fact that this standard is not a transcendental object independent of the way we humans live in our always imperfect political communities, is hinted too also in the Ethics. The final lines of the work tell us of an investigatory procedure that must be followed to complete our understanding of the realm of the ethical by way of a study of the political:

“So let us first try to review any valid statements … that have been made by our predecessors; and then to consider, in the light of our collected examples of constitutions what influences are conservative and what are destructive of a state …. and for what reasons states are well governed … for after examining these questions we shall perhaps see more comprehensively what kind of constit ution is the best ….” (1181b13-21).

What is by nature the best is not an immutable given, but the end object of a comparative study of the different existing regimes which remain always wanting due to the very complex circumstances in which they develop. In this sense political justice by nature is transformable though it is not made completely anew each time new information is gathered as regards the different conventional political communities. (*14) Respect for multiplicity does not signify not being able to reach out to certain criteria which the best possible polis ought to follow; an issue taken up at length in the Politics.

SECTION II: AQUINAS AND MARSILIUS OF PADUA ON ARISTOTLE: IS A MIDDLE ROAD CONCEIVABLE?

Two of the most important interpretations of the passage we have attempted to clarify have been those of Saint Thomas Aquinas and Marsilius of Padua. Their positions are so divergent that for Strauss they can be said to exemplify the opposition between the ‘theological’ and the ‘philosophical’ interpretations of natural right (Strauss, PAW 96-7). Are these two views thus condemned to the very incommensurability which we have argued an account of natural right seeks to counter at the level of the political? Is one more in accordance with the Aristotelian position as articulated in the text itself? Or do both take from Aristotle what fits their personal mold, so that the Aristotelian perspective is, though transformed, not Aristotelian in a strong sense? Can one, as Strauss proposes, seek some middle road between what, perhaps in the final analysis turn out to be not two extremes in a continuum, but rather two altogether different fields of human understanding? Perhaps by looking critically at each of the authors in turn, we might gain some insight, however slight, on these difficult questions.

Aquinas’ outlook of the world and ourselves is that of one of the major strands to be found within the Catholic tradition; the other being that of Saint Augustine. Because of this, Aquinas superimposes a Catholic mold over the pre-Christian Aristotelian interpretation of natural right. And this does not go by unnoticed when one compares it to the original text in Aristotle. One of the places where this recasting of Aristotle’s wording becomes more salient can be seen in what Aquinas takes to be the relationship between the principles concerning speculative matters, and those that serve as guides for human action in the variable realm of practical affairs. In his commentary on the Ethics he tells us that, just as in speculative philosophy:

“likewise in practical matters there are some principles naturally known as it were, indemonstrable principles and truths related to them, as evil must be avoided, no one is to be unjustly injured, theft must not be committed and so on” (1018)

The ethical, according to Aquinas, deals with indemonstrable principles which we humans ought to take as starting points and guidelines by way of which we can determine the just or unjust nature of actions, both at the level of the individual and that of the political community. Just as we cannot prove Euclid’s most fundamental axioms, so in the realm of conduct we cannot demonstrate the validity of those fundamental principles which determine that evil, injustice and theft ought always, without exception, to be avoided. (*15)

Although it is quite true that Aristotle sometimes speaks in an Aquinas-like fashion, particularly in Book 2 of his Ethics, he nonetheless goes out of his way to clarify more fully what is set there as an introductory framework; one to be followed by different qualifications. The passage in question, which concerns the inexistence of a mean in some cases, reads as follows: “but not every action or feeling admits of a mean; because some have names that directly connote depravity, such as malice, shamelessness and envy and among actions, adultery, theft and murder ….. in either case … one is ALWAYS wrong” (1107a9-15). Though superficially on the same track as Aquinas’ argument, nevertheless Aristotle gives us much more, and much less, than Aquinas does. Aristotle never alludes to any indemonstrable truths, and besides, his longer list includes not only actions, but feelings as well. For Aristotle goodness is concerned not only with the way we act on the world and others, but also, and just as importantly, with the way we are open to this world and others with whom we share in it (1109b30).

Besides Aristotle does not leave this statement, which appears early on in the text, unqualified. Instead his different discussions ——on the difficulty of defining the mean when considered in relation to us and the action concerned, on the relationship between voluntary and involuntary action, and on his analysis of the virtues and the tension present in their being taken as ends in themselves or for the sake of something else—— rids the Aristotelian passage of Aquinas’ sense of immutability and indemonstrability. And this is no surprise to us who sense that Aquinas’ “free(dom) from hesitations and ambiguities” (Strauss, CNR) (*16), is somehow linked to the certainty offered by the presence of clear cut, and clearly articulated, divine commandments. Aquinas lacks, at times, the permanent Aristotelian consideration for the fluidity and flexibility characteristic of the practical affairs in which different human beings are involved. For Aristotle:

“questions of conduct and expediency have as little fixity about them as questions about what is healthful; and if this is true of the general rule, it is still more true that its application to particular problems admits of no precision” (1104a3-7) (see also 1094a11 ff).

(Which is of course not to say that Aristotle does not have criteria for the consideration of an action as praiseworthy or blameworthy). A clear example of the tension between both the Catholic and the Greek outlook can be seen by focusing on one of the actions to which both writers allude, namely, that of theft. For Aquinas “those actions belonging to the very nature of justice cannot be changed in anyway, for example, theft must not be commited because an injustice” (1029). Robbing is an activity that we should strive with all our might to avoid for it involves, under all circumstances, committing an unjustice. Stealing is sinful. In contrast, by taking up the Aristotelian multilayered qualifications, one could eventually come to conceive of, or be actually involved in, situations where stealing would not only not be evil, but perhaps the best possible course of action under the constraining circumstances. War sets the conditions for just this kind of exceptional undertakings. (*17)

But this reading is rather unfair to the very sensitivity which is characteristic of Aquinas’ outlook. The Catholic philosopher himself acknowledges some variability. Nevertheless it concerns not the principles (i.e. no variability in terms of natural right), but the specific actions undertaken. His interpretation of the passage on becoming ambidextrous is here, I think, revealing. He tells us: “so also the things that are just be nature, for example, that a deposit ought to be returned must be observed in the majority of cases but is changed in the minority”(1028) (which deals with part of the first definition of justice given by Polemarchus to Socrates in Plato’s Republic 331d (*18)). However, although this example does qualify somewhat what we previously said, still the principle to which this specific example alludes, is definitely not of the stronger type, the kind which merits inclusion under the Decalogue.

But no matter how the matter stands here, that which is most un-Aristotelian in the whole interpretation by Aquinas on natural right, lies in that the standard upon which such right is founded is not of human origin. Aquinas’ yardstick, though it is in fact related to human rationality ——a faculty Aquinas tells us is shared by all humans making them capable of distinguishing what is disgraceful from what is honorable (1019)—— is itself measured by a not so human standard. Reason is completed only with view to faith; natural right is superseded, or finds its fundamental expression in divine law. As Strauss puts it: “the ultimate consequence of the Thomistic point of view is practically inseparable from natural theology … but even from revealed theology” (Strauss, NRH, 164). This theological perspective retakes some of the conceptions presented by Aristotle, but informs them with a mold which at times does not fit as gracefully as one would desire. Natural right looses the ambivalence which enriched the Aristotelian perspective, and which we saw was continually present in the struggles faced in the passage analyzed. All conventional right, all political justice, can therefore be adequately compared to that standard which holds universally and equally for all. And given that its fundamental seal of guarantee lies not in rationality but rather in faith, no matter what one makes of this position, it remains true that Aquinas’ faith in the Catholic God, as contrasted to the divine in Aristotle, stands unchallenged by any appeal to reason. (*19) Precisely because of this, finding some kind of middle road between this interpretation, and Marsilius’, seems an unfortunate project to undertake. One cannot have both of them at the same time, for their standards for measuring are fundamentally of a different qualitative kind. These would stand very much in accordance to Marsilius view. But to see why this is so, one needs to consider the other side of the balance.

What Strauss calls the ‘philosophical’ interpretation of Aristotle, is carried out by Marsilius of Padua, following Averroes. While the Renaissance writer does take up some of the elements analyzed in the discussion of the Aristotelian passage, his primary objective seems to be to set itself as a radically different alternative to Aquinas’ ‘theological’ view. In that Marsilius seems —–I say ‘seems’ for, as we shall see, this is not completely so—— to set himself against a religious tradition, one finds a first parallel between him and Aristotle. The latter too sets his conception of philosophy against a traditional perspective of the divine which finds its clearest expression in the Delphic inscription found both ethics (EN 1099a26-7). However, the religious traditions which they both question, are of a very different nature.

In his attack on the view of natural right which links it to divine law, Marsilius puts forward two arguments concerning the relationship between it, and its counterpart, conventional right. In order to go through each I will designate the first the ‘as-if’ argument, and the second, the ‘plural rationalities’ argument. According to the first, natural right concerns “that which almost everyone agrees is respectable”. A statement with which neither Aquinas nor Aristotle would agree. On the one hand, for Aquinas it is precisely its immutability that which gives natural right its divine force. On the other, for Aristotle, it is precisely its being independent of opinion that which makes natural right that which it is; general agreement belongs only to the realm of conventional right. Moreover, to differentiate himself much more profoundly from the Catholic alternative, Marsilius includes under this conception the immutable laws which conform the Decalogue; obligations which are, according to Aquinas, exception-free, such as worshiping God and honouring one’s parents. What I have called the ‘as-if’ argument really gets its name it what follows position based on consent. Marsilius understands natural as being conceivable solely in a “metaphorical” sense. If one is clear about natural right, then one does not delude oneself into really believing it can be taken in the literal sense. Natural right is not univocal but equivocal; it is simply a very good intentioned belief we humans hold on to. It is neither an indemonstrable truth as for Aquinas, nor a real standard as for Aristotle.

It is particularly illuminating in understanding the difference between Marsilius and Aristotle, to look at the example concerning the fact that fire burns equally everywhere. In Marsilius its articulation is completely transformed. And this change points us back to one of the prefatory remarks I made in the introduction, namely, that the non-teleological view of the universe is the view of nature open to us moderns. As Marsilius puts it: “like the acts of natural things NOT having purpose are everywhere the same, such as fire which burns here just as it does in Persia”. Nothing would seem more foreign to the Aristotelian conception of teleological nature. For Marsilius, in a universe devoid of purposefulness, the notion of natural right cannot stem from a consideration of an external order which we seek to understand, and in so doing reach our highest potentialities. (However, it seems clear that Aristotle in his own argumentation did not lay claim to such teleology as grounding his own perspective on natural right).

The second argument, what I have called the ‘plural rationalities argument’, seems once again set primarily against Aquinas’ view of natural right; though it is likewise not wholly in accordance with what Aristotle has told us. As we saw, for Aquinas the force of natural right stemmed from the rational capacity we humans have to be able to recognize and live by the principles revealed to us by God. In stark contrast, Marsilius tells us, quite sure of himself —— he uses the words ‘of course’—- that these rational principles (not to say anything of the divine principles underpinning them), are not at all known to all humans. An affirmation which, for instance would still seem not to preclude the search for evangelization. This is so because with an effort on the part of different missionaries, all of us could be brought to finally see and abide by these standards. However, the ignorance of the ‘correct’ principles, for Marsilius, leads consequently to the much more problematic fact that they are “not admitted by all, and all nations do not concede (them) to be respectable”. Presumably those who do not admit them, as opposed to those who are merely ignorant of them, could also be brought to finally admitting them. But the history which lies behind this procedure, particularly in the case of the Catholic Church, would make us now hesitate over considering such “forceful” transformation. Natural right, and it is noteworthy that nowhere does Marsilius mention the example of the ambidextrous human, would then seem to be inexistent. Consequently, any attempt to judge these different nations would be, if not an unrealistic affair, at least a much more arduous one than either Aquina or Aristotle would allow. For Marsilius what each nation finds respectable, is precisely what each holds to be their view of conventional right. Natural right ceases to exist because as Strauss puts it:

“The effectiveness of general rules depends on their being taught without ifs or buts. But the omission of the qualification which makes the rule —— makes them at the same time untrue. The unqualified rules are not natural right but conventional right” (Strauss, NRH, 158).

Or so it would seem. What Strauss does not mention, though it is striking and reminds us of Aristotle’s ambivalence, is that Marsilius, in the end, pauses to tell us that, for the most part, we can still go on with divine law: “There are also precepts, prohibitions, or permissions in accordance with divine law which agree in this respect with human law, which since they are known in many instances, I have not given examples of for the sake of abbreviating this sermon”. But even at this level one would, following Marsilius own propositions, be led to ask; which set of divine laws are you speaking of?

As has been seen, both Aquinas’ and Marsilius’ interpretations not only stand in conflict with each other, but likewise read into, and suspiciously pass over, central elements of the Aristotelian passage analyzed. Furthermore, as we pointed out, seeking to find a middle road between these alternatives is an entreprise which seems to be blind to the fact that both stand in rather different spaces of inquiry. However Strauss has attempted to move in that direction seeking to avoid the extreme immutability of Aquinas’ position, and the extreme variability of Marsilius’. Briefly put, for Strauss natural right consists in highly particular decisions, taken in concrete circumstances. However this variability of the natural is, as in Aristotle, at the same time accompanied by an underpinning sense of what are the ethical principles: “(for) one can hardly deny that in all concrete decisions general principles are implied and presupposed” (159). An instance in which such concrete and variable decision making becomes evident, lies in those extreme circumstances in which the survival of the political community, the existence of the common good itself, is what is at stake. In such circumstances normality is shaken to the point that what becomes primary, and urgently so, is the very survival of the community itself: “in extreme situations the normally valid rules of natural right are justly changed, or changed in accordance with natural right, the exceptions are as just as the rules” (160) (*20). One could ask, however, are extreme situations the only ones in which natural right, in all its variability, appears? Is its scope then so limited as to become rather secondary? Moreover, in a given community one need ask, who is it precisely that decides what constitutes an extreme situation in which normalcy can be temporarily waived? (*21) What if the regime in question precisely seeks such appeals to set itself as unquestionable?

Strauss acknowledges these difficulties in his distancing himself from the Machiavellian conception of natural right, founded on the extreme situations themselves rather than on the normality which Aristotle takes as starting point. Moreover, Strauss points out to a critical standard which, he holds, holds universally for all conventional right:

“there is a universally valid hierarchy of ends, but there are no universally valid rules of action” (162) ….or elsewhere “the only universally valid standard is the hierarchy of ends. This standard is sufficient for passing judgment of the nobility of individuals and of actions and institutions. But it is insufficient for guiding our actions” (163).

Unlike Aquinas’ position, Strauss’ has the virtue of regaining the fluidity and transformability of natural right which characterized the Aristotelian understanding. Likewise, unlike Marsilius’ alternative it does present us, like Aristotle, with some natural standard which would allow political justice to surge above the ephimerality of conventional right. Moreover, he points to the fact that Aristotle’s hesitations stem from the multiplicity of circumstances in which human beings find themselves throughout their lives. As we saw: “questions of conduct and expedience have as little fixity about them as questions about what is healthful; and if this is true of the general urle, it is still more true that its application to particular problems admits of no precision” (1104a4-9). Furthermore, as in Aristotle the focus too is not primarily on knowing what goodness is, but on learning how to become good human beings (1103b28-9) (a statement qualified for young people in 1095a5 who fail to learn anything from lectures on ethics for they are lead away by their passionate natures into different types of actions).

But, precisely how this hierarchy of ends is to be understood is quite a different problem altogether. As we saw not even Aquinas and Marsilius seemed to be in agreement as to an extremely short passage within Aristotle’s text. Presumably then one cannot claim to have the unique interpretation which will, finally, clarify what counts as constitutive of this hierarchy. How to understand is a contested matter presumably to be cleared by reading and re-reading the text itself. However, let us conclude by saying that an elucidation of this hierarchy must consider different passages in which such a hierarchical structuring takes place. Briefly, some of these are: i) the existence of a hierarchy in the arts which culminates in the architectonic arts, ii) the formulation of happiness as the highest possible end for us humans, end under which all other goods are subordinated, iii) the hierarchical division of the soul into the vegetative, the appetitive and the rational (logos); linked to the corresponding proper function of humans according to rational principle, iv) the hierarchy of goods as found in the tripartite division, goods of the body, external goods, and goods of the soul, v) the hierarchy of different types of lives; the life of business, of enjoyment, of politics and of philosophical contemplation, vi) the hierarchy of the moral virtues, hierarchy in which greatness of soul stands as one of the peaks and finally, vii) the peak which justice represents, one revealing a reconsideration of the moral virtues under the perspective of the good, fundamentally, for the other.

FOOTNOTES

INTRODUCTION

1. This important question is posed by Strauss in his Persecution and the Art of Writing pg 95.

2. Strauss goes on to compare modern relativity to nihilism; though he does not mention that nihilism can be of two very different variants, the active and the passive. Nietzsche, Will to Power #22.

3. Strauss agrees with Taylor here, pg. 164

4. Taylor agrees with Strauss here. Section 3.1

SECTION I

5. Arendt deals with this extremely important difference, between the private and the public, in her The Human Condition.

6. A case in point is that of Charly Garcia, a famous Argentinian rock star, and his reinterpretation of the Argentinian National Anthem in heavy metal form. It shocked many Argentinians.

7. Presumably the important issue of equity, as dealing with the faulty generality of law, would somehow be linked to these particular transformations of the law.

8. Parekh gives examples such as this: “In R v Bibi (1980) the Court of Appeal reduced the imprisonment of a Muslim widow, found guilty of importing cannabis, from three years to 6 months on the ground, that, among other things, she was totally dependent on her brother-in-law and was socialized by her religion into subservience to the male members of her household” (200) Other very interesting and complex examples are given in the readings by Carens (see bibliography).

9. The qualification ‘in relation to us’ has taken place not only concerning ethical inquiry in general (1095b11 ff), but also concerning the mean (1106a30 ff)

10. It is interesting to note that under Catholicism the left hand has had a rather unfortunate history. This is more salient in the Spanish words siniestra, the left, and diestra, the right. Siniestra has altogether negative connotations just as sinister does in English.

11. Aquinas gives an example of humans having by nature two feet; this of course is not the Aristotelian example precisely because it does not deal with the transformability of the natural.

12. The connection here between this example and the always elusive issue of health as regards justice (see chapter 1) I believe is there, though I do not quite know how to articulate it fully at the moment.

13. That these matters make a difference can be seen, for instance, if one asks somebody used to one of the given measurements to imagine the other. If somebody asked me, for instance, the altitude of Santafé de Bogotá in feet, I would be at a loss as to what to answer. Though I know, and was brought up to memorize as a child, the corresponding measure in meters.

14. This looking at actual real cases is what lies behind Carens’ appeal to differentiating between policy making and philosophical comprehension, or between idealistic and realistic approaches to politics. He asks one to, rather than staying at one of the extremes. move towards a form of reflexive equilibrium. On a different note, the passage which ends the chapter to be analyzed was left on the side primarily because of the difficulty in viewing how to link it to the whole discussion. Is there such a connection?

SECTION II

15. Of course in modern geometry Euclid’s axioms are only a set of the possible starting points. Conventionality has reached even such indemonstrable truths for us moderns.

16. Kantian ethics is too permeated by this rigidity, primarily as regards its distinction between the moral and the non-moral spheres. There is a sharp line differentiating both.

17. Strauss gives the example of espionage. pg 160

18. Socrates “tricks” Thrasymachus into assuming a natural standard which he himself did not hold by way of his definition of justice with reference to the strongest.

19. The question as to whether one can return to the Greeks, having had 2000 years of Catholic tradition, is a difficult one. One can see he ambivalence in poems such as Rimbaud’s nostalgic Soleil et Chair.

20. The extreme situation for the individual is presented by Aristotle in 1100b31 ff.

21. In Colombia, where I was born, there is such a law which is called “Ley de Conmocion Interior”. It can be set in place when the public order is imperiled; as it has happened many times happens under the Colombian reality, one of a weak form of democracy (some would argue an oligarchy). But it is limited to a 3 month period of application; presumably so that the exception does not become the satte of normalcy. But also so that the government does not use it to further its own objectives. Under this law for instance military officials require no warrants in the persecution of criminals. However the governement has used it, I believe, as a weapon to fight matters which go beyond the defense of the public realm; or at least as a substitute for other measures which would go to the heart of the violence and poverty which permeates everyday reality.

BIBLIOGRAPHY

A) Primary Sources

Aristotle, Ethica Nicomachea, Oxford University Press, Oxford, 1rst 1894, 20th 1988, Edited by I. Bywater.

Aristotle, The Ethics of Aristotle, Penguin Books, London, 1rst- 1953, 1988. Translated by J.A.K. Thomson.

B) Secondary Sources

Carens, Joseph, “Complex Justice, Cultural Difference and Political Community”

——– “Realistic and Idealistic Approaches to the Ethics of Migration”

——– “Democracy and Respect for Difference”

Course Handouts:

——Aquinas, Commentary on the Nicomachean Ethics, 1018-1032

——Aristotle, Nicomachean Ethics, Bk. 5, chap 7 9113418-35a15)

——Marsilius of Padua, Defender of Peace, Discourse 2, Chap 12, sec 7-9

Parekh, Bikhu, “British Citizenship and Cultural Difference”, in Geoff Andrews (de.) Citizenship, Lawrence and Wishart, London, pp.  183-204.

Strauss, Leo, Natural Right and History, University of Chicago Press, “Introduction“ and “Classical Natural Right”, pp.  156-164.

——- Persecution and the Art of Writing, pp.  95-98

Taylor, Charles, Sources of the Self, Harvard University Press, Cambridge, 1990.

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